Wedbush Securities, one of the nations leading diversified independent financial services providers, is excited to introduce Matt Lisle as its new Chief Compliance Officer ("CCO") for its Futures division. Based at the firms Chicago office, Matt will report to Andrew Druch, General Counsel of Wedbush Securities Inc, and will also work closely with the management team of the FICCS division headed up by Bob Fitzsimmons.Matt has been a licensed attorney for over 30 years and brings with him more than 25 years of legal and regulatory compliance in the futures industry. His roles have included serving for five years as the CCO of ABN AMRO Clearing Chicago, 10 years in

Wedbush Securities, one of the nations leading diversified independent financial services providers, is excited to introduce Matt Lisle as its new Chief Compliance Officer ("CCO") for its Futures division. Based at the firms Chicago office, Matt will report to Andrew Druch, General Counsel of Wedbush Securities Inc, and will also work closely with the management team of the FICCS division headed up by Bob Fitzsimmons. Matt has been a licensed attorney for over 30 years and brings with him more than 25 years of legal and regulatory compliance in the futures industry. His roles have included serving for five years as the CCO of ABN AMRO Clearing Chicago, 10 years in senior compliance roles at the New York Stock Exchange ("NYSE") and Eurex, and as General Counsel of the National Grain and Feed Association (NGFA). Matt started his futures regulatory career as a staff attorney with the Commodity Futures Trading Commission ("CFTC") in its Washington DC office. Since 2018, he has been actively involved in the digital assets industry, as co-founder and General Counsel of Drawbridge Lending, which was acquired by Galaxy GLXY in 2020. At Galaxy, he served as CCO of the commodity pool and trading advisory business. He also co-founded and was the first Chairman of the Global Digital Asset & Cryptocurrency Association, a digital assets industry SRO. "We couldnt be happier to have Matt onboard and part of our Futures business," states Andrew Druch. "His experience as an attorney and previous positions as a CCO will be integral to the success of our firm." "We look forward to leveraging Matts experience in the industry to further enhance client solutions across the range of FICCS product offerings," added Bob Fitzsimmons. Wedbush Securities is the largest subsidiary of Wedbush Financial Services. Since its founding in 1955, Wedbush has been a leader in the financial services industry, providing our clients, both private and institutional, with a wide range of securities brokerage, wealth management, and investment banking services. Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safety, innovation, and the utilization of advanced technology.

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Wedbush Securities Introduces Matt Lisle as its new Futures Chief Compliance Officer

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Wedbush Securities | Matt Lisle | Chief Compliance Officer | Americas

Wedbush Securities, a global independent financial services firm, announces the hire of Mike McCall as Senior Vice President, Investments and Market Manager in the Northeast and Mid-Atlantic markets. In this role, McCall will spearhead the growth of markets in the Northeast, specifically in the greater Philadelphia area. Joining Wedbush from B. Riley Wealth Management, McCall brings over three decades of experience to his new role as Market Manager. His deep understanding of market dynamics and commitment to client service will be instrumental in driving our growth and expansion efforts in the greater Philadelphia area. "Im excited to join Wedbush and contribute to its dynamic growth in Philadelphia and the Northeast region. I look forward to leveraging the firms full range of resources to continue providing exceptional service to my clients," said McCall. EVP, Head of Wealth Management, Chris Mone adds, "We are proud to have someone of Mikes caliber join our team. His longstanding career and connections in the Philadelphia area will be instrumental in continuing our expansion and enhancing our capabilities and client service in the region." SVP, Head of Business Development and Market Expansions, Craig Pirtle adds, "We are thrilled to welcome Mike to our team. He is not only a top advisor but also a respected leader and manager. His unwavering commitment to putting clients first aligns perfectly with our firms values and we look forward to the positive impact he will bring to our organization." McCall holds a Bachelor of Arts degree from the University of Delaware. About Wedbush Securities Wedbush Securities, the largest subsidiary of Wedbush Financial Services, has been a prominent name in the financial industry since its establishment in 1955. Renowned for offering a comprehensive array of services, including securities brokerage, wealth management, and investment banking, Wedbush caters to both private and institutional clients. With its headquarters in Los Angeles, California, the firm operates 100 registered offices and employs nearly 900 professionals. Wedbush is dedicated to client service, financial safety, innovation, and leveraging advanced technology.

Mike McCall Joins Wedbush Securities as Senior VP for Northeast Markets

Hire

Finance & Investment

Senior Vice President, Investments and Market Manager

Vice President (VP)

Michael is a Managing Director at B. Riley Wealth Management, a position he has held since May 2019. Prior to this, he served as Senior Vice President, Investments at The McCall Connelly Group of Raymond James from April 2012 until May 2019. From March 2009 to April 2012, he worked as a Financial Planner at RBC Capital Markets. His career began as a Financial Advisor at Ferris, Baker Watts, LLC, where he worked from July 2004 to March 2009. He also held the role of Financial Advisor at Advest, Inc. from November 1994 to July 2004.

Earlier in his career, Michael was a Financial Advisor at Bear Stearns & Company from August 1995 to December 1997 and at Smith Barney, Inc. from July 1993 to August 1995.

He earned a Bachelors degree from the University of Delaware, attending from 1986 to 1990.

Wedbush Securities, a diversified financial services provider, announces the expansion of its Information Technology department with the appointment of Mark Stephens as Vice President of Technology Operations. This strategic hire reflects the firms ongoing commitment to investing in client support and enhancing system stability as its multi-asset clearing business continues to grow. Stephens brings a wealth of industry expertise to Wedbush, having most recently served as Chief Information Officer at Sterling Trading Tech, a prominent provider of financial infrastructure. In his new role, Stephens will focus on ensuring system robustness and scalability, as well as operational efficiency and responsiveness. "As Wedbushs multi-asset clearing business grows, it is critical that we continue to invest in technology and staff that enhances our system infrastructure and client experience," says Executive Vice President and Chief Operating Officer, Rodrigo Parrode. "Mark has a wealth of experience in technical operations and will be a valuable addition to the team. His expertise will help us achieve our goal of delivering high availability, robust functionality, and superior client support," Parrode adds. Wedbushs ongoing investments in system infrastructure and client service underscore our long-term strategy to support a growing client base focusing on innovation, reliability, and operational excellence. From onboarding and account management to trading and settlement, Wedbush delivers a seamless experience through robust, automated solutions. About Wedbush Securities Wedbush Securities is the largest subsidiary of Wedbush Financial Services. Since its founding in 1955, Wedbush is widely known for providing our clients, both private and institutional, with a wide range of securities brokerage, clearing, wealth management, and investment banking services. Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safety, innovation, and the utilization of advanced technology. Securities and Investment Advisory services are offered through Wedbush Securities Inc. Member NYSE/ FINRA / SIPC

Wedbush Securities Expands IT Team with New VP Technology Operations

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Vice President, Technology Operations

Mark is the Chief Information Officer at Sterling Trading Tech, a position he has held since March 2022. With over 15 years at the company, he has also served as Executive Vice President of Trading Operations, Chief Operating Officer, and Vice President of Computer Operations. Prior to these roles, he was the Manager of Technical Services at Sterling Financial Systems from June 2003 to December 2008.

Mark earned a Bachelor of Science in Finance from Purdue University.

Wedbush Securities, a prominent diversified independent financial services provider, welcomes Chris Ellis as Vice President, Investments to its growing Pasadena, CA office. Ellis is a Certified Financial Planner who joins from CUSO Financial Services and will aid in further expanding Wedbushs footprint in Southern California. Prior to joining the financial services industry, Ellis had a successful career as a mens college basketball manager at Pepperdine University and as a womens college basketball assistant coach at the University of California, Irvine. His transition to the financial services industry was seamless and driven by a passion for helping individuals and their financial futures. Coming from CUSO Financial Services, Ellis also spent time at LAPD Financial Credit Union and Independent Financial Group. "Joining Wedbush feels like a natural progression and an exciting new phase for my clients and me," states Ellis. "Im looking forward to being a part of a team that shares my commitment to excellence and client-centric service." "Chriss arrival at Wedbush underscores our commitment to assembling a team of top-tier talent dedicated to delivering unparalleled wealth management solutions. His unique blend of coaching and financial expertise, coupled with his designation as a CFP, aligns seamlessly with our approach and reinforces our mission to provide innovative and personalized financial services," added EVP, Head of Wealth Management, Chris Mone. Ellis received his BS in Political Science from Pepperdine University and Master of Education from Loyola Marymount University. About Wedbush Securities Wedbush Securities is the largest subsidiary of Wedbush Financial Services. Since its founding in 1955, Wedbush is widely known for providing our clients, both private and institutional, with a wide range of securities brokerage, wealth management, and investment banking services. Headquartered in Los Angeles, California with 100 registered offices and nearly 900 colleagues, the firm focuses on client service and financial safety, innovation, and the utilization of advanced technology. Securities and Investment Advisory services are offered through Wedbush Securities Inc. Member NYSE/ FINRA / SIPC

Wedbush Securities | Matt Lisle | Chief Compliance Officer | Americas

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